Webfull licensing conditions as explained in detail on the page below. If you are granted a full financial advice provider (FAP) licence by the FMA, the licence will be subject to conditions. See section 402 of the Financial Markets Conduct Act 2013 (FMC Act). Your licence application will include details of your FAP business and details of how ... WebBespoke full licence FAP kit. This bespoke solution involves reviewing of your documents or a fully customised solution tailored for larger more complex financial advice providers. Designed for adviser firms, that will …
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WebNov 19, 2024 · The FMA has confirmed two standard conditions will apply to transitional FAP licences. All FAPs would need to comply with these standard conditions. Record … WebFeb 15, 2024 · In your application, you'll need to demonstrate how you can meet the minimum standards and conditions for your licence. Download the standard condition … Authorised body under a financial advice provider licence. Client money or … Authorised body under a financial advice provider licence. Client money or … The Financial Markets Authority regulates financial markets in New Zealand’s. We … The Financial Markets Authority – Te Mana Tātai Hokohoko (FMA) regulates New … city of kingston disabled parking permit
Conditions for transitional financial advice provider licences …
WebStandard Condition 1 (for both transitional FAP licences and full FAP licences) states that financial advisers must create in a timely manner and maintain adequate records in relation to their ... WebStandard conditions of a full FAP Licence. 1. Record keeping 2. Internal complaints process 3. Regulatory returns 4. Outsourcing 5. Business continuity and technology … WebMar 14, 2024 · Download the Standard Conditions for FAP licences PDF. Tools and help available. Download the record keeping self-assessment tool PDF to help your FAP get … city of kingston democratic committee