WebCFTC Adopts External Business Conduct Standards On January 11, 2012, the Commodity Futures Trading Commission (the “ CFTC”) approved final rules (the “Final CFTC Rules”) implementing the provisions of Title VII of the Dodd -Frank Wall Street Reform and Consumer Protection Act (“Dodd -Frank”) relating to external business WebThe Commission is also currently finalizing Dodd-Frank rules. View Dodd-Frank Final Rules and Orders View all Dodd-Frank Guidance, Questions and Answers, and Staff Letters ... Cross-Border Application of the Registration Thresholds and External Business Conduct Standards Applicable to Swap Dealers and Major Swap Participants Comment …
Dodd-Frank: Title VII - LII / Legal Information Institute
WebMay 8, 2013 · Although foreign exchange forwards are not regulated as "swaps," the parties to such transactions must conform to the External Business Conduct Standards rules. ... the Day Pitney attorneys listed above to discuss any questions you may have about the timing and implementation of the Dodd-Frank swap market reforms. [1] See Further … WebI am a domain expert in OTC regulations and investigations, and provide practical technical advice to achieve strategic outcomes, specialising in benchmarks (including LIBOR discontinuance), external business conduct rules (including Dodd-Frank and Market Manipulation) and remediations, such as Enforceable Undertakings. smocked christmas nativity dresses
22919 Proposed Rules Federal Register - govinfo.gov
Web1 day ago · The National Telecommunications and Information Administration (NTIA) hereby requests comments on Artificial Intelligence (“AI”) system accountability measures and policies. This request focuses on self-regulatory, regulatory, and other measures and policies that are designed to provide reliable evidence to external stakeholders—that is ... WebThe extension is intended to align the compliance dates for the final external business conduct rules, many of which involve documentation issues, with the new final swap documentation rules. For more information on the external business conduct standards for SDs and MSPs, see Practice Note, Swap Dealers and MSPs: Final Dodd-Frank … WebThis website contains disclosures, notices and other documentation required under, or related to, the CFTC External Business Conduct Rule (CFTC Part 23.400 et seq.), the … river pools and spas fiberglass pools