2024 Cftc no action letter 15-02

Cftc no action letter 15-02

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WebAug 19, 2024 · Printer-Friendly Version. The U.S. Commodity Futures Trading Commission’s (the “CFTC”) Division of Market Oversight recently issued CFTC Letter No. 22-09, which further extends until the earlier of August 12, 2025 or the effective date of any codifying rulemaking the relief from certain position aggregation requirements it had … WebThe CFTC Letter provides no-action relief extending until June 30, 2024 with respect to CFTC Regulation 39.13 (g) (8) (iii) under certain conditions as outlined in the letter. The …

U.S. COMMODITY FUTURES TRADING COMMISSION

WebOn September 8, 2014, the Commodity Futures Trading Commission (CFTC) issued No-Action Letter 14-112, which provides relief from certain reporting obligations under Part 4 of CFTC Regulations to certain wholly-owned subsidiaries of commodity funds. basketball wives kenya bell

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WebAug 19, 2024 · The U.S. Commodity Futures Trading Commission’s (the “CFTC”) Division of Market Oversight recently issued CFTC Letter No. 22-09, which further … WebCommodity Futures Trading Commission CFTC WebA no-action letter represents the position only of the Division that issued it, or the Office of the General Counsel if issued thereby. A no-action letter binds only the issuing Division … basketball wives tami roman husband

Request Relates to CFTC Letter Nos. 19-26, 19-27, 19-28 Mr.

CFTC No-Action Relief-DCO Adoption July 2024 - CME …

Web11 rows · Mar 30, 2024 · No-action letter regarding investments of customer funds by … WebOct 2, 2015 · Federal Register/Vol. 80, No. 191/Friday, October 2, 2015/Rules and Regulations 59575 1 Public Law 111–203, 124 Stat. 1376 (July 21, 2010). 2 Pursuant to Section 701 of the Dodd-Frank Act, Title VII may be cited as the ‘‘Wall Street Transparency and Accountability Act of 2010.’’ 3 7 U.S.C. 1 et seq. (2012). 4 Dodd-Frank Act Section … basketball wm usa kaderWebOct 21, 2014 · On October 15, 2014, the CFTC released CFTC No-action Letter 14-126(No-Action 14-126), providing relief from the requirement to register as a CPO under CEA section 4m(l) to CPOs that have delegated certain of their responsibilities as the CPO of a commodity pool (delegating CPOs) to a designated CPO that is a CFTC-registered … tajikistan provinces

"WebVictoria University of Wellington secured a no-action letter from the Commodity Futures Trading Commission (CFTC), [18] eliminating the risk of prosecution for illegal online gambling. [19] In order to secure the no-action letter, each question is limited to 5,000 traders, and there is an $850 cap on individual investments per question. [2] " - Cftc no action letter 15-02

Cftc no action letter 15-02

WebRequirements Under Parts 17, 18 and 20 of the Commission’s Regulations: Replaces CFTC No-Action Letter No. 15-52, (April 8, 2016); and NAL 17-45. CFTC staff letters and letters requesting relief are available on the ... Section 17.02(b)(2)(i) of the Commission’s regulations requires Reporting Parties to report to the http://business.cch.com/srd/CFTC20-30.pdf

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WebJan 31, 2024 · Washington, D.C. — The Commodity Futures Trading Commission’s Division of Data (DOD) today issued a no-action letter regarding the compliance dates for the … WebAug 14, 2024 · 34 See “CFTC Withdraws ‘ANE’ Staff Advisory and Issues New Cross-Border No-Action Relief,” CFTC (July 23, 2024). The new no-action letter provides relief to non-U.S. SDs from TLRs for ANE Transactions — to the extent those requirements are not addressed in the Final Rule — until the CFTC addresses whether a particular …

Web7 hours ago · In CFTC Letter No. 19–17, DCR stated that, in the context of separate accounts, the risk management goals of regulation § 39.13(g)(8)(iii) may effectively be addressed if a clearing FCM carrying a customer with separate accounts meets certain conditions, which were derived from the Industry Letters and specified in CFTC Letter … WebDec 5, 2014 · CFTC Releases No-Action Letter 14-144. December 05, 2014. The letter modifies previous No-Action Letter 13-22, to expand relief for treasury affiliates entering …

WebCFTC Letter No 14-126 No-Action October 15, 2014 Division of Swap Dealer and Intermediary Oversight Re: CEA Section 4m(1) – Self-Executing Registration No-Action … WebSep 27, 2024 · （前情提要：暗潮湧鬥，CFTC 主席槓上 SEC : 要盡快釐清數位資產的證券歸類問題）前天（9/25）美國證券業監管機構－－美國證券交易委員會（SEC）發出一封「無異議函（No-action letter）」表示，透過 *另類交易系統（ATS）經營數位資產業務的證券經 …

WebCFTC LETTER NO. 20-25 NO-ACTION AUGUST 31, 2024 Division of Clearing and Risk M. Clark Hutchison III Director Re: Revised Staff No-Action Relief from the Swap Clearing …

Web11 rows · Mar 30, 2024 · PDF Description 23-05: Letter Type: No-Action Division: COM, DMO Regulation Parts: 2(h)(8), 37.9 Tags: Execution, Swaps, Trade Execution, Trade … basketbal maat 6WebFirst, following similar relief by U.S. Prudential Regulators, 4 the CFTC issued an interim final rule allowing UK swap dealers to treat as legacy swaps certain uncleared swaps executed before the relevant compliance dates under the CFTC’s margin rules. 5 Second, the CFTC issued a no-action letter extending existing regulatory relief available to … basketball yanisWebOct 17, 2024 · A no-action letter is a letter written by the staff members of a government agency, requested by an entity subject to regulation by that agency, indicating that the staff will not recommend that the agency take legal action against the entity, should the entity engage in a course of action proposed by the entity … How do you get a no-action letter? basketball yoga youtubeWebJul 20, 2024 · The ARRC appreciates (i) the DCR’s issuance of CFTC Letter No. 19-28 (DCR No-Action Letter), which provided relief from the mandatory clearing requirement. 1. for legacy interest rate swaps modified as part of the industry transition from certain IBORs ... No-Action Letter to address industry developments. One of these requests for DCR— basketball yuta tabuseWebSUBJECT: CFTC Letter No. 19-17 – Time-Limited No-Action Relief with Respect to the Treatment of Separate Accounts by Futures Commission Merchants The Commodity Futures Trading Commission (“CFTC”) issued CFTC Letter No. 19-17, dated July 10, 2024, containing, in part, Time-Limited No-Action Relief with Respect to the Treatment of … basketbalpaal tarmak b700 proWeb7 hours ago · In CFTC Letter No. 19–17, DCR stated that, in the context of separate accounts, the risk management goals of regulation § 39.13(g)(8)(iii) may effectively be … basketbal shirt dameshttp://www.jacfutures.com/jac/jacupdates/2024/jac1904.pdf tajikistan safe to travel